Good Supervisory Practice Framework
The Good Supervisory Practice Framework acknowledges for the first time at a national level, the wide-ranging, highly complex and demanding set of roles involved in modern research supervision.
The framework is designed to set expectations for all supervisors, and to support supervisor development programmes.
The framework is informed by the extensive body of academic research into research supervision and has been validated during a pilot study involving research supervisors across the UK.
The Criteria for Good Supervisory Practice
The criteria used to define good practice and associated guidance are authored by Professor Stan Taylor Durham University, and Honorary Life Member of the UK Council for Graduate Education.
There are numerous definitions of ‘supervisory practice’ in the literature (see, for example, Eley and Murray 2009, Wisker 2012, Grant et al 2014, Kearns and Finn 2017, Taylor et al 2018) but each contains all, or many, of the criteria in the Good Supervisory Practice Framework:
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1. Recruitment and selection
Supervisors can be involved in recruitment activities in a number of ways, including publicising the areas within which they can offer supervision and reaching out to under-represented groups.
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2. Supervisory relationships with candidates
Over the past three decades or so, the candidate population has become much more diverse in its composition, and supervisors need to be aware of this in forming effective relationships with candidates.
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3. Supervisory relationships with co-supervisors
Historically, the model has been for candidates to have a single supervisor. But over the last three decades or so there has been a move to co- or team supervision to enhance the experience of doctoral candidates by reducing their reliance upon a single individual and giving them access to a broader range of expertise and support.
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4. Supporting candidates’ research projects
New doctoral candidates may have little or no experience of research, and hence little or no idea of what they are letting themselves in for. Supervisors may then need to induct them into research, including the nature of research itself, the key concepts, what it involves, and of good practice in undertaking it.
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5. Encouraging candidates to write and giving appropriate feedback
Candidates need to produce written work throughout their studies to articulate what they are thinking, to reflect upon their findings, and to gain feedback. But candidates may prove reluctant to write particularly in the early stages and need encouragement and support from their supervisors to do so.
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6. Keeping the research on track and monitoring progress
The days when, because they involved the creation of new knowledge, doctoral degrees took as long as they took are long gone. Globally, research sponsors have put policies in place designed to ensure that candidates to complete their degrees in three or four years of full-time study (or pro-rata for part-time).
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7. Supporting candidates’ personal, professional and career development
Doctoral candidates are subject to the slings and arrows of outrageous fortune in their personal lives. Supervisors need at least to be aware of personal issues, particularly in relation to wellbeing and mental health, and able to direct candidates towards the relevant professional services. They also need to recognise that they may be role models for their candidates, particularly in achieving a work-life balance.
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8. Supporting candidates through completion and final examination
Once candidates have substantially finished their research projects, they have to produce a submission, usually but not always a thesis. This is likely to be the longest and most difficult piece of work that a candidate has ever undertaken, and supervisors have a key role in supporting them to complete their submissions.
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9. Supporting candidates to disseminate their research
Giving that completing a doctorate involves making and original contribution to knowledge and understanding, it is vital that the outcomes are made available to the disciplinary and/or professional community for scrutiny and the advancement of research in the subject.
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10. Reflecting upon and enhancing practice
If supervisors are to improve their practice, they need to evaluate it, reflect upon it, determine their strengths and weaknesses, build upon the former and address the latter.
How to Use this Framework
Supervisors from all academic disciplines and levels of experience will find value in the framework. For some, it will reassure them that their practice already includes the activities of effective supervisors, for others it will set a standard of practice to work towards throughout their careers.
For those wishing to have their supervisory practice recognised by the UK Council for Graduate Education, this framework forms the basis of the required self-reflection. Those early in their careers, and those involved in supervision “informally”, should be in a position to provide evidence against 5 of the 10 criteria, and gain “Associate Recognised Supervisor” status.
Find out more about recognition of supervisory practice by the UKCGE
For institutions, the framework can be used to validate, complement and support their internal development programmes.